The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals. The firm is headquartered in New York and maintains offices in London, Frankfurt, Tokyo, Hong Kong and other major financial centres around the world.
BUSINESS UNIT AND ROLE OVERVIEW
This role is within the GSAM Marketing and Distribution Compliance team to manage the compliance advisory services to the marketing and distribution process within Goldman Sachs Asset Management. The successful candidate will take a leading role in working with the business in the delivery of marketing strategy and in product development, and in keeping ahead of regulatory changes, taking forward global compliance projects, leading training and mentoring staff.
Oversight of ongoing GSAM Marketing and Distribution Compliance team tasks relating to marketing, distribution and third-party distributor due diligence.
Compliance advisory regarding global asset management marketing and distribution questions: UCITS/Non-UCITS/cross border distribution
Review and approval of due diligence on third party distributors
Compliance advisory on new GSAM fund launch projects
Preparation, organisation and delivery of compliance trainings
Leadership of firm-wide compliance projects in GSAM and liaison with global distribution compliance teams
7+ years compliance experience, preferably in asset management
Knowledge of UCITS and Non-UCITS fund structures and related asset management distribution processes
General compliance knowledge and familiarity with UK and European regulation, in particular FCA COBS regulations, UCITS, AIFMD
Risk and control focused individual with excellent judgment, effective analytical and organizational skills
Strong verbal and written communication skills
Requires personal impact and an enquiring mind
European language skills would be a distinctive advantage
Ability to handle multiple tasks with attention to detail and work under pressure