Marketing/Distribution Compliance Manager – Investment Management – German Speaking
April 10, 2018
Title: Marketing/Distribution Compliance Manager – Investment Management – German Speaking
Date: 9th April 2018
Our client, an investment management firm is looking for a Marketing/Distribution Compliance Manager to provide advice, guidance and support to their investment management business. The individual would help to develop and maintain regulatory standards to enhance and protect the reputation of the firm.
Provide timely, solutions driven regulatory advice and challenge to the Investments Distribution Activity (Marketing, Product Development and Management).
Ensure that the business continues the requisite regulatory standards by following internal policies and external UK and overseas regulatory guidelines.
Provide detailed compliance advice and guidance in relation to existing and new business initiatives.
Liaise with and provide guidance to the front office on compliance issues.
Provide advice on Financial Promotion rules, approve or provide regulatory input into marketing material.
Liaise with global teams to advise regulatory issues and support the wider business.
Co-ordinate with other departments on miscellaneous fund queries and reconciliations.
Periodic review of the investments EMEA Regulatory Change Framework.
Develop and deliver compliance training as appropriate and prepare compliance board reports.
The preferred candidate will ideally have an institutional investment management background. You should also possess excellent communication and interpersonal skills and be able to interact at all levels of business effectively. In addition, the successful candidate should be able to speak English and German fluently – with French being an advantageous.
If you are interested in this opportunity, please email your C.V. to firstname.lastname@example.org or call on +41 (0) 41 560 0221 for a confidential discussion.
Altus Search Ltd is acting as an employment agency in relation to this role.